Anti-money laundering AML Cyber Security Red Flags Course

Audio narrated with video, compliance course to meet internal training requirements and regulator ongoing training requirements for these typical positions but not limited to these:

  1. Mortgage Loan Originators
  2. Loan Officer Assistants
  3. Processors
  4. Underwriters
  5. Operations Staff
  6. Management
  7. Persons who encounter non-public personal information such as clerical workers with access to customer documents
  8. Persons being developed to fulfill an above names position

Course Learning Objectives:

• Know the requirements of the Bank Secrecy Act and when a suspicious activity report is mandated

• Understand the PATRIOT Act documentation requirements

• Apply cyber security and red Flags concepts to mitigate identity theft risks

• Understand key concepts of Dodd Frank Unfair, Deceptive, or Abusive Acts or Practices

Chapters and Units of Instruction:

  • Customer Information Program (CIP) Requirements
  • Cyber Security Exercise
  • AML under Bank Secrecy Act
  • Cyber Security and Red Flags
  • What is Suspicious Activity
  • Suspicious Activity Report (SAR)
  • AML2 Exercise
  • DNC Provisions and Compliance
  • DNC Exercise
  • Unfair, Deceptive, or Abusive Acts or Practices
  • Case Study for misrepresentation
  • End of Course Exam

Group pricing available, click here to enter your group details and or to discuss customizing the course with minimal or no additional cost for your organization's needs inform us of the number of users or basic information on what you need to accomplish. We can create an audit file for group orders that includes a custom training letter with contact information for your regulator, syllabus and PDF binder of completion certificates for all users.

Course users get an official certificate of completion PDF emailed to use upon completion with a syllabus available for download as well as course presentation PDF.